Mahi Sall, Advisor, Fintech-Bank Partnerships, Payments and Financial Inclusivity
January 25th, 2023
ASC Press Release | March 20, 2014
The Alberta Securities Commission (ASC), the Autorité des marchés financiers (AMF), the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) and the Financial and Consumer Services Commission New Brunswick (FCNB) (Participating Jurisdictions) have published for comment proposed amendments to National Instrument 45-106 Prospectus and Registration Exemptions (NI 45-106) relating to the offering memorandum exemption (OM Exemption). The ASC, FCAA and FCNB have also published two new proposed reports of exempt distribution (Exempt Distribution Reports).
“There has been serious effort by the jurisdictions involved to achieve significant alignment among these proposals,” said Bill Rice Chair of the CSA and Chair and Chief Executive Officer of the Alberta Securities Commission. “Differences in regulatory approach reflect differences in local experience and feedback. Our intent is to review the submitted comments and achieve as much harmonization as possible before the final rules come into force.”
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